In Whiting v Krassner, 391 F.3d 540 ( 3rd
Cir, 2004) Whiting brought an action under the Hague Convention for the
return of her daughter, Christina, to Canada. Christina had been taken
by Krassner, her father, to the United States without her consent. The
District Court determined that Christina=
s place of habitual residence at the time of her removal from Whitings
custody was Canada, and ordered that Christina be returned to her in
Canada. The Third Circuit Court of Appeals, focusing on the settled
purpose and shared intent of the parents of a very young child, a test
it established in Feder v. Evans-Feder, 63 F.3d 217(3d Cir. 1995) and
Delvoye v. Lee, 329 F.3d 330 (3d Cir. 2003), affirmed, holding that the
District Court properly found that the child=
s habitual residence was Canada. It also held that the appeal was not
rendered moot by virtue of the child=
s return to Canada during the pendency of the appeal, rejecting the
rationale of the Eleventh Circuit in Bekier v. Bekier, 248 F.3d 1051
(11th Cir. 2001), and adopting the rationale of the Fourth Circuit in
Fawcett v. McRoberts, 326 F.3d 491(4th Cir. 2003).
Christina Krassner was born on September 6, 2000, in Plainview, New
York to Whiting and Krassner. The two never married. They resided
together with Christina in New York until October 19, 2001. Their
relationship had become acrimonious, and the acrimony was intensified by
the tragic events of September 11, 2001. They reached a custody
agreement which was presented to Whiting as a condition of her departure
with Christina for Canada, and after they made her suggested changes it
was signed by both parties on October 19, 2001. The Agreement provided
that both parties would retain joint custody of Christina, that Whiting
was returning to Canada as a result of the events of September 11, 2001,
and that Krassner would have the right to have Christina with him for a
period of thirty (30) to forty-five (45) days during the summer. The
Agreement stipulated that Whiting and Christina would reside in
Wallaceburg, Ontario, Canada, and that Whiting could not move her
residence without Krassners knowledge. It also provided that Christina
would be returned to the United States no later than October 19, 2003 as
long as there is no imment [sic] danger of constant terroist [sic]
attacks and as long as Whiting was legally allowed to recide [sic] and
work in the United States. At the time the Agreement was signed, Whiting
was not legally permitted to reside or work in the U.S. and would have
been unable to be the custodial parent of Christina if they had remained
in the U.S. because she would not have been able to support her.
After signing the Agreement, Whiting left with Christina on a bus for
Canada. They lived there in a two-bedroom apartment across the hall from
Whitings mother and in close proximity to her sister. Whiting began to
look into childcare programs and applied for the necessary documentation
for Christina to live in Canada, including a medical card. The parties
agreed that Krassner would come to Canada to visit during the Christmas
holidays. It was planned that he would stay from December 22, 2001
through December 26th or 27th. On December 22, Whiting brought Christina
to Krassners hotel in Canada, along with her birth certificate and
everything he would need to care for Christina over the next four days.
The parties agreed that Whiting was to pick Christina up on Christmas
day so that Christina could spend Christmas with Whitings family at the
home of Whitings mother. On December 24, Whiting called Krassner to
check in on Christina and was told that she was in New York with her
father. He had taken her there without Whitings consent. Both parties
then initiated legal proceedings in their respective countries and
Whiting filed a petition under The Hague Convention for the return of
Christina. After a hearing, the District Court found that Christina was
a resident of Canada and that her removal was wrongful under Canadian
law. In reaching this conclusion, the District Court focused on the
Agreement and reasoned that, although the parties had agreed that
Christina should return to the United States if certain conditions were
met, there was no mutual agreement that she would be returned to New
York. The Court ordered her return to Canada and also ordered Krassner
to pay Whitings attorneys fees and costs in the amount of $46,441.68.
On appeal Krassner argued that an appeal from a decision under The
Hague Convention is not moot simply because the child had been returned
to the custody of the petitioner at the time of the appeal. Whiting
agreed with Krassners position concerning the issue of mootness, but
argued that he was judicially estopped from asserting this position
because he took a contrary position in his arguments to the District
Court and to the Court of Appeals as part of his initial motion for
expedited appeal. The Court of Appeals held that he was not judicially
estopped from arguing against the mootness of his appeal. The Court of
Appeals noted that two courts of appeals have dealt squarely with the
issue of mootness of an appeal under The Hague Convention once a child
has been returned to the country from which he or she was allegedly
wrongfully removed, and that they have come to differing conclusions on
the issue. In Bekier v. Bekier, 248 F.3d 1051 (11th Cir. 2001), the
Court of Appeals for the Eleventh Circuit held that an appeal from a
district court order directing the return of a child to his father in
Israel under The Hague Convention was rendered moot by the child=
s return there during the pendency of the appeal. The court followed the
rationale of the Fourth Circuit in Fawcett v. McRoberts, 326 F.3d 491,
495-96 (4th Cir. 2003). In Fawcett, the district court had granted The
Hague Convention petition of the mother and ordered the return of the
child from the United States to Scotland and the father then appealed.
The court of appeals reasoned that the appeal was not moot simply
because the child had been returned to Scotland because no law of
physics would make it impossible for Ms. Fawcett to comply with an
order.
The main issue was whether the District Court correctly decided that
Canada was Christina= s place
of habitual residence at the time of the removal. The Court held that
determination of a child= s
habitual residence presents a mixed question of fact and law. It reviews
the district courts underlying findings of historical and narrative
facts for clear error, but exercises plenary review over the courts
application of legal precepts to the facts.
The childs habitual residence immediately before the alleged wrongful
removal or retention is a threshold question in deciding a case under
The Hague Convention. The Hague Convention does not specifically define
the term habitual residence. The inquiry into a childs habitual
residence is not formulaic; rather, it is a fact-intensive determination
that necessarily varies with the circumstances of each case. The court
then discussed In Re Bates, No. CA 122-89, its decision in Feder v.
Evans- Feder, supra, and its decision in Delvoye v. Lee, supra. It noted
that in Feder it reversed, finding that the child=
s habitual residence was Australia because it was the place where he had
been physically present for an amount of time sufficient for him to
become acclimatized, and which had a degree of settled purpose from the
child= s perspective. In
reaching this conclusion, it further noted that a determination of
whether any particular place satisfied this standard must focus on the
child and consists of an analysis of the child=
s circumstances in that place and the parents=
present, shared intentions regarding their child=
s presence there. In defining habitual residence in Feder, it found the
court= s reasoning in the
British case of In Re Bates to be instructive. There, the court stated
that in deciding whether a place constitutes a child=
s habitual residence: There must be a degree of settled purpose. The
purpose may be one or there may be several. It may be specific or
general. All that the law requires is that there is a settled purpose.
That is not to say that the propositus intends to stay where he is
indefinitely. Indeed his purpose while settled may be for a limited
period. Education, business or profession, employment, health, family or
merely love of the place spring to mind as common reasons for a choice
of regular abode.... All that is necessary is that the purpose of living
where one does has a sufficient degree of continuity to be properly
described as settled.
The Court pointed out that since its decision in Feder, it examined
the issue of a child= s
habitual residence for purposes of The Hague Convention on another
occasion. In Delvoye v. Lee, it concluded that because the mother had
retained her ties to New York, had not taken most of her belongings with
her to Belgium, was in Belgium on only a three-month visa and lived out
of a suitcase there, there did not exist the degree of common purpose to
habitually reside in Belgium. It focused on the intentions of the
parents as indicative of the child=
s habitual residence, noting that {w]here a child is very young it
would, under ordinary circumstances, be very difficult for him . . . to
have the capability or intention to acquire a separate habitual
residence. It stated that because the parents lacked the shared
intentions concerning their child=
s presence in Belgium, the child was not a habitual resident of Belgium.
These case demonstrate the importance of a shared parental intent in
deciding the issue of habitual residence of a child lacking the capacity
to form his or her own intentions concerning residency.
The Court noted that the Court of Appeals for the Ninth Circuit
examined this issue in Mozes v. Mozes, 239 F.3d 1067, 1069 (9th Cir.
2001). In the opinion, the Ninth Circuit took the opportunity to more
clearly define the term habitual residence. The court explained that, in
its view, the first step toward acquiring a new habitual residence is
forming a settled intention to abandon the one left behind. The court
went on to declare that the intentions that should be examined are those
not of the child, but rather of the person or persons entitled to fix
the place of the childs residence. The Court was in agreement with the
Ninth Circuit on this point, at least when the child whose habitual
residence is being determined is of such a young age that he or she
cannot possibly decide the issue of residency for himself or herself.
The Ninth Circuit then went on to delineate three broad categories of
fact patterns that arise in cases under The Hague Convention in which
parents are contesting where the child habitually resides. The first of
these is the situation in which the court finds that the family as a
unit has translocated and manifested a settled purpose to change its
habitual residence, despite the fact that one parent may have had qualms
about the move. This usually leads courts to find a change of habitual
residence. Secondly, there are cases where the petitioning parent
initially agreed to allow the child to stay abroad for an indefinite
duration. These cases, the court declared, generally have no clear
answer and are very fact-dependent. Finally, there are cases, like this,
where the child= s initial
move from an established habitual residence was clearly intended to be
for a specific, limited duration. The court noted that in these types of
cases, most courts will find no change in habitual residence. However,
the court went on to point out that a child may become habitually
resident even in a place where he or she was intended to live only for a
limited time if the child= s
original habitual residence has been effectively abandoned by the shared
intent of the parents.
This caveat regarding shared intent brought the Ninth Circuits
decision into alignment with the Court=
s reasoning in Feder and Delvoye. Feder requires only a degree of
settled purpose to accompany the move, even if such purpose is only for
a limited period. This was the present case. The parents=
intent in this case was embodied in the Agreement and need not be
inferred from their actions. The District Court found that the Agreement
specifically stated that Whiting and Christina would reside in
Wallaceburg, Ontario, Canada, and Christina would return to the United
States no later than October 19, 2003, depending upon certain
conditions. Krassner agreed that this case falls into this category of
cases as described by the Mozes court. United States no later than
October 19, 2003, depending upon certain conditions. He failed to
recognize that while the court in Mozes did state that most of these
cases will result in a determination that habitual residence has not
changed, the court then went on to make an exception for cases where the
move, albeit for a limited time, is an effectuation of the shared intent
of the parents. Therefore, although it agreed with Krassner that when
classified in the terms of the Mozes court, this case would be one of
intent to move for a limited period, it did not agree that such a
finding necessitates the conclusion that this could not work a change in
habitual residence.
Here there was a shared intent by Christina=
s parents that she live in Canada for a period of two years. This
fulfilled the requirement set out by the Court in Feder that Whiting and
Christina= s move to Canada
was accompanied by a degree of settled purpose.
Krassner argued that Canada could not be considered Christina=
s place of habitual residence because there was never an intent to
abandon New York as her habitual residence. The court noted that it does
seem implicit in the concept of acquiring a new habitual residence that
the previous habitual residence has been left behind or discarded. To
the extent that consideration of intent to abandon informs the basic
inquiry and helps to elucidate the precise contours of parties=
mutual understanding, it is a useful test. In this case, the court did
not find an intent to abandon New York for a definite and extended
period in the life of an infant. The fact that Whiting and Christina
were to return to the United States, subject to certain conditions, did
not in any way diminish the parties=
settled intention that the two were to remain in Canada for at least two
years. The return of Christina to the state of New York was never
specifically agreed upon. The fact that the agreed-upon stay was of a
limited duration in no way hindered the finding of a change in habitual
residence. Rather, as stated in Feder, the parties=
settled purpose in moving may be for a limited period of time. Logic did
not prevent the court from finding that the shared intent of parents=
to move their eighteen-month old daughter to Canada for two years could
result in the abandonment of the daughter=
s prior place of habitual residence. In its view the intent to abandon,
need not be forever; rather, intent to abandon a former place of
residency of a one year old child for at least two years certainly can
effectuate an abandonment of that former habitual residence.
The framework it established in Feder and Delvoye continued to
provide the best guidance for determining a childs habitual residency.
In Feder, the court stated that a childs habitual residence is the place
where he or she has been physically present for an amount of time
sufficient for acclimatization and which has a degree of settled purpose
from the childs perspective. It went on to modify this requirement both
in Feder, itself, and later in Delvoye when the situation involves a
very young child. In these circumstances, it recognized that the shared
intent of the parents in determining the residence of their children was
of paramount importance.
The Court further attempted to clarify the definition of habitual
residence when the child involved is very young. In such a case,
acclimatization is not nearly as important as the settled purpose and
shared intent of the child= s
parents in choosing a particular habitual residence. In recognizing
acclimatization as an element of habitual residency in Feder, the court
was attempting to develop a definition of habitual residence which would
comport with one of the main objectives of The Hague Convention- i.e.,
restoring the child to the status quo before the abduction.
Focusing on the settled purpose to establish a habitual residence
from the parents perspective in the case of a young child provides a
more workable framework in this context, and furthers another objective
of The Hague Convention, the deterrence of child abduction.
Applying the analysis to the facts the court held that Canada was
Christina= s place of habitual
residence immediately before she was taken by her father. The shared
intent of her parents, as clearly evidenced in the Agreement, was that
she would remain in Canada for at least two years. When Krassner removed
Christina from Canada and took her to the United States, his acts were
disruptive of an agreed-upon intention. This is exactly the type of
settled purpose it contemplated in Feder.