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In Nunez-Escudero v. Tice-Menley, 58 F.3d 374 (8th
Cir.1995), Nunez-Escudero and Tice-Menley married in Mexico in August
1992, and lived there together for nearly a year before the child was
born there in July 1993. In September, Tice-Menley left Mexico with her
two-month-old infant and returned to the United States. Nunez-Escudero
filed a petition under the Convention alleging that his son had been
wrongfully removed. The district court denied the petition on the ground
that return of the child would subject him to a grave risk of harm. The
court of appeals reversed and remanded. The mother contended that the
court should affirm, notwithstanding the erroneous grave risk of harm
determination, on the ground that the infant was not an habitual
resident of Mexico. The court rejected the argument and remanded for a
determination of the child's habitual residence, stating. To say that
the child's habitual residence derived from his mother would be
inconsistent with the Convention, for it would reward an abducting
parent and create an impermissible presumption that the child's habitual
residence is where the mother happens to be.
Two days before the hearing Tice-Menley submitted her
affidavit, as well as affidavits from her parents and a psychologist.
Without fully detailing all of
Tice-Menley's allegations, she stated that Nunez-Escudero
physically, sexually and verbally abused her, and that she was "treated
as a prisoner" by her husband and father-in-law. The district court did
not decide whether Tice-Menley removed the baby from his habitual
residence. Instead, it refused to order the baby's return because Tice-Menley
established one of the Article 13b exceptions. Specifically, the court
determined that there was a grave risk that the return of the child
would expose him to physical and psychological harm and place him in an
intolerable situation. The court reasoned: "to a six-month-old child the
suggested action would, in fact, be both a physical and a psychological
harm to the child." The court explained: "if there's any truth to the
potentiality that a six-month-old child would be institutionalized by
virtue of this action, that almost goes completely beyond the subject of
being an intolerable situation." The next day, the court entered a
written order ruling that Tice-Menley established that there is a "grave
risk that the return of the child ... would expose him to physical and
psychological harm and otherwise place [him] in an intolerable
situation."
The Court of Appeals stated that it had recently
confirmed that exceptions to the Convention are to be narrowly
construed, and that the Convention prohibits a court from adjudicating
the merits of an underlying custody dispute, and that the Convention's
primary purpose is to restore the status quo and deter parents from
crossing international borders in search of a more sympathetic court.
Tice-Menley offered some general evidence that the baby could be subject
to a grave risk of physical or psychological harm or be placed in an
intolerable situation in Mexico. She submitted an affidavit that she was
physically, sexually, and verbally abused by her husband. She was not
allowed to leave the family home without her husband or father-in-law.
She also stated that she feared for her baby's safety. She stated that
her husband and his family objected to her nursing the baby and that her
husband refused to acquire a baby safety seat for the car. Tice-Menley
also detailed accounts of her father-in-law's verbal abuse, and stated
that she had seen her father-in- law hit his youngest son with a wooden
plunger. This evidence was general and concerned the problems between
Tice-Menley, her husband and father- in-law. The district court based
its order on the baby's age, the impact of separating the baby from his
mother, and the possibility that the baby could be institutionalized
during the pendency of the Mexican custody proceedings. Although Tice-Menley's
counsel referred to the possibility of institutionalization in argument,
Tice-Menley did not offer any such evidence. The Court found that the
district court incorrectly factored the possible separation of the child
from his mother in assessing whether the return of the child to Mexico
constitutes a grave risk that his return would expose him to physical or
psychological harm or otherwise place him in an intolerable situation.
Most of the evidence Tice-Menley presented at the first hearing was
irrelevant to the Article 13b inquiry. The Article 13b inquiry does not
include an adjudication of the underlying custody dispute, and only
requires an assessment of whether the child will face immediate and
substantial risk of an intolerable situation if he is returned to Mexico
pending final determination of his parents' custody dispute. It is not
relevant to this Convention exception who is the better parent in the
long run, or whether Tice-Menley had good reason to leave her home in
Mexico and terminate her marriage to Nunez-Escudero, or whether Tice-Menley
will suffer if the child she abducted is returned to Mexico.
The Court of Appeals rejected Nunez-Escudero's that the
Article 13b "intolerable situation" exception applies only if the
government agencies and courts of Mexico are unable to protect the child
if he is returned to that country. "[I]t is clear that Article 13b
requires more than a cursory evaluation of the home jurisdiction's civil
stability and the availability there of a tribunal to hear the custody
complaint. If that were all that were required, the drafters of the
Convention could have found a clear, more direct way of saying so."
Because Article 13 provides that the court "shall take into account the
information relating to the social background of the child," it has been
held that the court may consider the environment in which the child will
reside upon returning to the home country. For these reasons, it could
not conclude that psychological reports are per se irrelevant. To hold,
as the trial court did, that the proper scope of inquiry precluded any
focus on the people involved was too narrow and mechanical. Without
engaging in an exploration of psychological make-ups, ultimate
determinations of parenting qualities, or the impact of life
experiences, a court in the petitioned jurisdiction, in order to
determine whether a realistic basis exists for apprehensions concerning
the child's physical safety or mental well-being, must be empowered to
evaluate the surroundings to which the child is to be sent and the basic
personal qualities of those located there. It remanded for further
proceedings and in instructed the court not to consider evidence
relevant to custody or the best interests of the child. On remand, Tice-Menley
must present clear and convincing evidence that the return of the child
to Mexico would subject him to a grave risk of harm or otherwise place
him in an intolerable situation if she is to prevail. Tice-Menley argued
that the court could affirm the judgment because the baby was not a
habitual resident of Mexico, and therefore, the Convention did not
apply. Tice-Menley argued that she had no intention of remaining in
Mexico and had no choice in living there because her husband and
father-in-law made her a virtual prisoner; that she, as well as the
baby, lost the fundamental right of freedom of movement, and neither of
them had a voluntary habitual residence in Mexico; that a six-week old
nursing infant cannot make a determination of its own "habitual
residence," but is dependent for that determination on its mother; that
her son's birth and short stay in Mexico did not establish habitual
residence there; that no marital domicile exists under Mexican law, and
consequently, the Mexican courts had no jurisdiction for determining
dissolution or custody issues. She cited several Mexican cases which
state that a woman coerced to live in a certain place does not acquire a
marital domicile, and that a couple living with their parents cannot
establish a marital domicile.
The Court of Appeals could not affirm the district
court's ruling on the alternative ground that Nunez-Escudero failed to
establish Mexico as the child's habitual residence. It believed that the
district court should first make the determination of
habitual residence, and that if the parties wish to
further litigate this issue on remand, they were free to do so.
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