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In Abbott v Abbott, --- S.Ct. ----, 2010 WL
1946730 the U.S.
Supreme Court, in an opinion by Justice Kennedy, held that father's ne
exeat right granted by Chilean law was a "right of custody," under the
Hague Convention, abrogating Croll v. Croll, 229 F.3d 133, Fawcett v.
McRoberts, 326 F.3d 491, and Gonzalez v. Gutierrez, 311 F.3d 942.
Timothy Abbott and Jacquelyn Abbott married in England in 1992. He
was a British citizen, and she was a citizen of the United States. Their
son A.J. A. was born in 1995. The Abbotts moved to La Serena, Chile, in
2002. There was marital discord, and the parents separated in March
2003. The Chilean courts granted the mother daily care and control of the child, while awarding the father "direct and
regular" visitation rights, including visitation every other weekend and
for the whole month of February each year. Chilean law conferred upon
Mr. Abbott what is commonly known as a ne exeat right: a right to
consent before Ms. Abbott could take A.J. A. out of Chile. See Minors Law 16,618, art. 49 (Chile), (granting a ne exeat right to any parent
with visitation rights). Justice Kennedy noted that in effect a ne exeat
right imposes a duty on one parent that is a right in the other. After
Mr. Abbott obtained a British passport for A.J. A., Ms. Abbott grew
concerned that Mr. Abbott would take the boy to Britain. She sought and
obtained a "ne exeat of the minor" order from the Chilean family court,
prohibiting the boy from being taken out of Chile. In August 2005, while
proceedings before the Chilean court were pending, the mother removed
the boy from Chile without permission from either the father or the
court. A private investigator located the mother and the child in Texas.
In May 2006, Mr. Abbott filed an action in the United States District
Court seeking an order requiring his son's return to Chile pursuant to
the Convention and enforcement provisions of the ICARA.
In July 2007, after holding a bench trial during which only Mr.
Abbott testified, the District Court denied relief. The court held that
the father's ne exeat right did not constitute a right of custody under
the Convention and, as a result, that the return remedy was not
authorized. (495 F.Supp.2d 635, 640.)
The United States Court of Appeals for the Fifth Circuit affirmed on
the same rationale. The court held the father possessed no rights of custody
under theConvention because his ne exeat right was only "a veto right over his
son's departure from Chile.". The court expressed substantial agreement
with the Court of Appeals for the Second Circuit in Croll v. Croll, 229
F.3d 133 (2000). Relying on American dictionary definitions of "custody"
and noting that ne exeat rights cannot be " 'actually exercised' "
within the meaning of the Convention, Croll held that ne exeat rights
are not rights of custody. A dissenting opinion in Croll was filed by
then-Judge Sotomayor. The dissent maintained that a ne exeat right is a
right of custody because it "provides a parent with decision making
authority regarding a child's international relocation." The Courts of
Appeals for the Fourth and Ninth Circuits adopted the conclusion of the
Croll majority. See Fawcett v. McRoberts, 326 F.3d 491, 500 (C.A.4
2003); Gonzalez v. Gutierrez, 311 F.3d 942, 949 (C.A.9 2002). The Court
of Appeals for the Eleventh Circuit followed the reasoning of the Croll
dissent. Furnes v. Reeves, 362 F.3d 702, 720, n. 15 (2004). Certiorari
was granted to resolve the conflict. 557 U.S. ----, 129 S.Ct. 2859, 174
L.Ed.2d 575 (2009).
Justice Kennedy noted that the provisions of the Convention of most
relevance at the outset of the discussion are as follows:
"Article 3: The removal or the retention of the child is to be
considered wrongful where--"a it is in breach of rights of custody attributed to a person, an
institution or any other body, either jointly or alone, under the law of the
State in which the child was habitually resident immediately before the removal or
retention; and "b at the time of removal or retention those rights were actually
exercised, either jointly or alone, or would have been so exercised but for the
removal or retention.
* * *
"Article 5: For the purposes of this Convention-- "a 'rights of custody' shall include rights relating to the care of
the person of the child and, in particular, the right to determine the child's
place of residence; "b 'rights of access' shall include the right to take a child for a
limited period of time to a place other than the child's habitual residence.
He also noted that the Convention's central operating feature is the
return remedy. When a child under the age of 16 has been wrongfully
removed or retained, the country to which the child has been brought
must "order the return of the child forthwith," unless certain
exceptions apply. A removal is "wrongful" where the child was removed in
violation of "rights of custody." The Convention defines "rights of
custody" to "include rights relating to the care of the person of the
child and, in particular, the right to determine the child's place of
residence." Art. 5(a). A return remedy does not alter the pre--abduction
allocation of custody rights but leaves custodial decisions to the
courts of the country of habitual residence. Art. 19. The Convention
also recognizes "rights of access," but offers no return remedy for a
breach of those rights. Arts. 5(b), 21.
The parties agreed that the Convention applied to this dispute. A.J.
A. was under 16 years old; he was a habitual resident of Chile; and both
Chile and the United States are contracting states. The question was whether A.J.
A. was "wrongfully removed" from Chile, in other words, whether he was
removed in violation of a right of custody.
The Court's inquiry was shaped by the text of the Convention; the
views of the United States Department of State; decisions addressing the
meaning of "rights of custody" in courts of other contracting states;
and the purposes of the Convention, which were all discussed in the
opinion. After considering these sources, the Court determined that Mr.
Abbott's ne exeat right is a right of custody under the Convention.
The Court consulted Chilean law to determine the content of Mr.
Abbott's right, while following the Convention's text and structure to
decide whether the right at issue is a "righ[t] of custody." Chilean law
granted Mr. Abbott a joint right to decide his child's country of
residence, otherwise known as a ne exeat right. Minors Law 16,618, art.
49 (Chile), provides that "[o]nce the court has decreed" that one of the
parents has visitation rights, that parent's "authorization ... shall
also be required" before the child may be taken out of the country,
subject to court override only where authorization "cannot be granted or
is denied without good reason." Mr. Abbott had "direct and regular"
visitation rights and it followed from Chilean law, that he had a shared
right to determine his son's country of residence under this provision.
To support the conclusion that Mr. Abbott's right under Chilean law
gave him a joint right to decide his son's country of residence, it was
notable that a Chilean agency had explained that Minors Law 16,618 is a
"right to authorize the minors' exit" from Chile and that this provision means that neither parent can
"unilaterally" "establish the [child's] place of residence." (Citing
Letter from Paula Strap Camus, Director General, Corporation of Judicial
Assistance of the Region Metropolitana, to National Center for Missing
and Exploited Children (Jan. 17, 2006), App. to Pet. for Cert. in
Villegas Duran v. Arribada Beaumont, No. 08-775, pp. 35a-37a, cert.
pending.)
Justice Kennedy stated that the Convention recognizes that custody
rights can be decreed jointly or alone, see Art. 3(a); and Mr. Abbott's
joint right to determine his son's country of residence was best
classified as a joint right of custody, as the Convention defines that
term. The Convention defines "rights of custody" to "include rights
relating to the care of the person of the child and, in particular, the
right to determine the child's place of residence." Art. 5(a), . Mr.
Abbott's ne exeat right gave him both the joint "right to determine the
child's place of residence" and joint "rights relating to the care of
the person of the child." Mr. Abbott's joint right to decide A.J. A.'s
country of residence allowed him to "determine the child's place of
residence." The Convention's protection of a parent's custodial "right
to determine the child's place of residence" includes a ne exeat right.
Mr. Abbott's joint right to determine A.J. A.'s country of residence
also gives him "rights relating to the care of the person of the child."
The Court of Appeals described Mr. Abbott's right to take part in making
this decision as a mere "veto," 542 F.3d, at 1087; but even by that
truncated description, the father had an essential role in deciding the
boy's country of residence. For example, Mr. Abbott could condition his
consent to a change in country on A.J. A.'s moving to a city outside
Chile where Mr. Abbott could obtain an astronomy position, thus allowing
the father to have continued contact with the boy.
Justice Kennedy indicated that it was "is beside the point" whether a
ne exeat right does not fit within traditional notions of physical
custody The Convention defines "rights of custody," and it is that
definition that a court must consult. This uniform, text-based approach
ensures international consistency in interpreting the Convention. It
forecloses courts from relying on definitions of custody confined by
local law usage, definitions that may undermine recognition of custodial
arrangements in other countries or in different legal traditions,
including the civil-law tradition. The Court of Appeals' conclusion that
a breach of a ne exeat right does not give rise to a return remedy would
render the Convention meaningless in many cases where it is most needed.
Any suggestion that a ne exeat right is a "righ[t] of access" is
illogical and atextual.
Ms. Abbott contended that the Chilean court's ne exeat order
contained no parental consent provision and so awarded the father no
rights, custodial or otherwise). Justice Kennedy responded that even a
ne exeat order issued to protect a court's jurisdiction pending issuance
of further decrees is consistent with allowing a parent to object to the
child's removal from the country. The Court did not decide the status of
ne exeat orders lacking parental consent provisions, however; for here
the father relied on his rights under Minors Law 16,618. Mr. Abbott's
rights derived not from the order but from Minors Law 16,618. That law
requires the father's consent before the mother can remove the boy from
Chile, subject only to the equitable power family courts retain to
override any joint custodial arrangements in times of disagreement.
Minors Law 16,618; The consent provision in Minors Law 16,618 confers
upon the father the joint right to determine his child's country of residence. This is a right of
custody under the Convention.
Justice Kennedy noted that the "Perez-Vera Report", was cited by the
parties and by Courts of Appeals that have considered this issue. (See
1980 Conference de La Haye de droit international prive, Enl & egrave;
vement d'enfants, E. Perez-Vera, Explanatory Report (Perez-Vera Report
or Report), in 3 Actes et Documents de la Quatorzi & egrave;me session,
pp. 425- 473 (1982). Justice Kennedy stated that the Court need not
decide whether this Report should be given greater weight than a
scholarly commentary. He pointed out that the Hague International Child
Abduction Convention; Text and Legal Analysis, 51 Fed.Reg. 10503-10506
(1986) identifying the Report as the "official history" of the
Convention and "a source of background on the meaning of the provisions
of the Convention", indicates that the Report had not been approved by
the Conference, and it is possible that, despite the Rapporter's [sic]
efforts to remain objective, certain passages reflect a viewpoint which
is in part subjective".
Justice Kennedy pointed out that while a parent possessing a ne exeat
right has a right of custody and may seek a return remedy, a return
order is not automatic. Return is not required if the abducting parent
can establish that a Convention exception applies. One exception states
return of the child is not required when "there is a grave risk that his
or her return would expose the child to physical or psychological harm
or otherwise place the child in an intolerable situation." Art. 13(b).
If, for example, Ms. Abbott could demonstrate that returning to Chile
would put her own safety at grave risk, the court could consider whether
this is sufficient to show that the child too would suffer
"psychological harm" or be placed "in an intolerable situation." The
Convention also allows courts to decline to order removal if the child
objects, if the child has reached a sufficient "age and degree of
maturity at which it is appropriate to take account of its views." Art.
13(b). The proper interpretation and application of these and other
exceptions are not before the Court. It stated that these matters may be
addressed on remand. The judgment of the Court of Appeals was reversed,
and the case was remanded for further proceedings consistent with the
opinion. Chief Judge Roberts and Justices Scalia, Ginsburg, Alito, and
Sotomayor joined. Justice Stevens, with whom Justice Thomas and Justice
Breyer joined, dissented in a separate opinion.
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