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Navani v Shahani, 496 F.3d 1121 (10th Cir., 2007)

 

In Navani v Shahani, 496 F.3d 1121 (10th Cir., 2007) Bina Shahani appealed the district court's order granting John Navani's petition that their son be returned to England, the child's country of habitual residence, pursuant to the Hague Convention. . During the pendency of this appeal, the English family court with jurisdiction over the child's custodial arrangements issued a new custody order concerning each parent's custodial rights. Navani argued that the new custody order mooted Shahani's appeal because it effectively striped Shahani of her custodial rights over the child. The Tenth Circuit agreed with Navani that the new custody order prevented it from granting Shahani any effectual relief and dismissed her appeal because it failed to present a live case or controversy. Navani and Shahani were married in London, England, on December 14, 1995. Born on August 4, 1996, Jivan was the couple's only child. Navani and Shahani's marriage ended in divorce on February 16, 2004. As part of the divorce proceedings, an English family court issued a custody order concerning Jivan, which stated in relevant part: The Court orders that:-- 1. the child Jivan NAVANI shall reside with the mother Bina SHAHANI 2. the father John NAVANI shall (i) be entitled to all information provided to parents with parental responsibility by Rosemary Works School or any other school attended by the child Jivan NAVANI (ii) in particular John NAVANI shall be entitled to have access to the child Jivan NAVANI's attendance records held by Rosemary Works School or any other school the said child attends 3. the mother Bina SHAHANI and the father John NAVANI are prohibited from removing the child Jivan NAVANI from the jurisdiction of the Court, namely England and Wales, without the written consent of the other or order of the court 4. the child Jivan NAVANI shall not be removed from Rosemary Works School without the written consent of the father John NAVANI or order of the court 5. the father John NAVANI shall have contact with the child Jivan NAVANI as follows: (i) during school terms, on alternate weekends, staying contact from the end of the school day on Friday to the start of the school day on Monday (ii) half of each school holiday, including school half-terms, in the absence of agreement for the first half of each holiday, where the first half if half term does not fall on a term time contact weekend, the holiday arrangement shall prevail if there is a conflict.... On August 16, 2004, Shahani made a written request to Navani, pursuant to the original custody order, asking for his consent to allow the mother and the boy to take a holiday in the United States. After Navani consented, and Shahani failed to return to England on the agreed upon date, On March 14, 2006, Navani filed a Hague Convention petition in the District of New Mexico asserting that Jivan had been wrongfully retained in the United States in violation of Navani's custody rights as established by English law. Navani asked the court to order the boy's return to England under the Hague Convention and ICARA. After a trial, the district court granted Navani's petition on March 31, 2006. The district court ordered Jivan's return to England by June 15, 2006, where he now lived. Shahani thereafter filed a notice of appeal concerning the district court's March 31, 2006, order granting Navani's petition for an order of return and the district court's May 30, 2006, order denying Shahani's motion for a new trial or to alter or amend the judgment. Navani filed a motion to dismiss Shahani's appeal as moot based on an order issued by the English family court on March 23, 2007. In pertinent part, the new custody order provides: (i) The Mother wrongfully and unlawfully, without the Father's consent or leave of the Court, failed to return [Jivan Navani] to the jurisdiction of England and Wales on the 6th September 2004, and thereafter wrongfully and unlawfully retained Jivan Navani in the United States of America without the Father's consent or leave of the Court, contrary to the terms of the Child Abduction and Custody Act 1984. ... (v) By virtue of his having parental responsibility together with an order for contact (the latter made by Mr. Justice Hedley on 2nd January 2004) the First Respondent Father has and had at all material times equal rights of custody together with the Mother in relation to Jivan, including at the time of his wrongful retention in the United States in September 2004. IT IS ORDERED THAT:- 1. The Residence Order in favour of the Mother, together with all other orders made by the Honourable Mr. Justice Hedley on the 22nd January 2004 and 28th November 2006 be, for the avoidance of doubt, discharged. 2. The child Jivan Navani shall reside with the father John Kishin Navani. 3. The Applicant Mother be forbidden to remove the child Jivan Navani from the care of the First Respondent Father and from the jurisdiction of this Court. 4. The Applicant Mother's applications for a Residence Order and an order permitting her to remove the child Jivan Navani from the jurisdiction of  England and Wales be dismissed. 5. There shall be by way of Prohibited Steps Order no direct contact between the Applicant Mother and the child Jivan Navani outside the jurisdiction of England and Wales. 6. The Mother shall have indirect contact with the child Jivan Navani as follows:- (i) Telephone contact once per week for a period of thirty minutes at dates and times to be agreed, together with such other indirect contact by telephone letter and presents as is agreed between the parties. (ii) Direct supervised contact within the jurisdiction as may be agreed in writing between the parties. 7. The Applicant Mother shall deliver up to the Father's solicitors all travel documents, passports and applications for the same relating to Jivan Navani as may be in her possession. 8. The Mother shall be forbidden to apply for any passport or travel document or for the grant of United States Citizenship or Rights of Abode for Jivan Navani.

Navani argued that the new custody order mooted Shahani's appeal because it granted primary physical custody to Navani and prohibited returning the child to Shahani's custody. Shahani opposed the motion to dismiss, contending that the new custody order conflicted with English family law, and the English family court issued the new custody order without hearing argument from her counsel.

The Tenth Circuit pointed out that the mootness question necessarily constitutes its threshold inquiry, because the existence of a live case or controversy is a constitutional prerequisite to the jurisdiction of the federal courts.' " In re L.F. Jennings Oil Co., 4 F.3d 887, 888 (10th Cir.1993) (citation omitted). It has no authority " 'to give opinions upon moot questions or abstract propositions, or to declare principles or rules of law which cannot affect the matter in issue in the case before it.' " Church of Scientology v. United States, 506 U.S. 9, 12, 113 S.Ct. 447, 121 L.Ed.2d 313 (1992) (quoting Mills v. Green, 159 U.S. 651, 653, 16 S.Ct. 132, 40 L.Ed. 293 (1895)). A case or controversy must remain alive throughout the litigation, including on appellate review. Thournir v. Buchanan, 710 F.2d 1461, 1463 (10th Cir.1983) (citing Wiley v. Nat'l Collegiate Athletic Ass'n, 612 F.2d 473, 475 (10th Cir.1979) (en banc)). "[I]f an event occurs while a case is pending on appeal that makes it impossible for the court to grant 'any effectual relief whatever' to a prevailing party, the appeal must be dismissed." "The central question in determining whether a case has become moot is whether the issues presented are no longer live or the parties lack a legally cognizable interest in the outcome." Phelps v. Hamilton, 122 F.3d 885, 891 (10th Cir.1997).

The Tenth Circuit agreed with Navani that the new custody order prevented it from ordering any effectual relief in this appeal. If it concluded that the district court  should not have ordered Jivan's return to England because Navani failed to make his threshold showing that he possesses rights of custody over Jivan, the only way to remedy the error would be to order Jivan's return to the United States to be reunited with Navani. Yet the new custody order implicitly prohibited Jivan's return to the United States to live with his mother by forbidding "direct contact between the Applicant Mother and the child Jivan Navani outside the jurisdiction of England and Wales." The new custody order forbid Shahani from removing Jivan from his father's care and the jurisdiction of the English family court. Shahani could not even possess the travel documents, such as Jivan's passport, that would be necessary for international travel. Further, for it to decide Shahani's appeal it would have to determine whether Navani possessed rights of custody under the original custody order. But interpreting the rights of custody that the parties possessed under the original custody order would be a futile exercise because the new custody order discharged all prior custody orders. Finally, the new custody order made clear that contrary to Shahani's argument before the district court and on appeal that Navani had no rights of custody at the time of the alleged wrongful retention, Navani "has and had at all material times equal rights of custody together with the Mother in relation to Jivan, including at the time of his wrongful retention in the United States in September 2004."

The Tenth Circuit held that although the Full Faith and Credit Clause does not require us to recognize judgments, such as the new custody order, which are rendered in foreign countries, Soc'y of Lloyd's v. Reinhart, 402 F.3d 982, 994 (10th Cir.2005),  the new custody order should be given effect in American courts for two  reasons. First, general principles of comity normally counsel giving "considerable deference" to a foreign judgment. The English family court's interpretation of its domestic law--that Navani has always possessed rights of custody over Jivan  and that Shahani breached those rights of custody by wrongfully retaining Jivan in the United States–was therefore entitled to our respect. Second, and more fundamentally, factors unique to the Hague Convention suggest that the English family court should be given the final word, through the new custody order, in this matter. Both the letter and spirit of the Hague Convention suggested that the new custody order ends this matter. Neither party disputes that England was Jivan's country of habitual residence. As a result, the English family court had, and continues to have, plenary jurisdiction over Jivan's custody. The English family court retained its jurisdiction over custody regardless of whether the district court correctly decided the merits of the Hague Convention petition. Exercising its plenary jurisdiction, the English family court had determined that Shahani's custody rights do not extend to removing Jivan from England and returning him to the United States. As the court had no jurisdiction to determine the parties' custody rights over Jivan, it had to yield to the English family court's decision forbidding Shahani from removing Jivan to the United States. As a result, it could grant no effectual relief to Shahani.

Shahani asserted that the appeal was analogous to Whiting v. Krassner, 391 F.3d 540 (3d Cir.2004) cert. denied, 545 U.S. 1131, 125 S.Ct. 2938, 162 L.Ed.2d 871 (2005), and Fawcett v. McRoberts, 326 F.3d 491 (4th Cir.2003), in which the Third and Fourth Circuits concluded that an appeal of an order granting a Hague Convention petition is not mooted by the child's return to his country of habitual residence during the pendency of the appeal. In Fawcett, whose logic the Third Circuit substantially adopted, the Fourth Circuit explained that it retained the power to grant meaningful relief because the district court could order the child's return to the United States following a reversal and remand. Furthermore, it noted (because the case involved Scottish law) that the courts of the United Kingdom are required by statute to recognize another contracting state's Hague Convention orders--meaning that if a federal court of appeals reversed a district court's granting of a return petition, the courts of the United Kingdom would recognize that reversal and provide for the child's return to the United States. Finally, even if the United Kingdom was not so solicitious of a foreign court's orders, an American court could still find a non-complying petitioner in contempt. Even if Fawcett and Whiting were correct that a child's return to his country of habitual residence fails to moot an appeal--an issue it did not reach in this case --Shahani's appeal differed from Fawcett and Whiting in one critical aspect: Shahani's appeal became moot as a result of the terms of the new custody order, not the mere fact of Jivan's return to England. Assuming that it had the power to alter the status quo, prior to the issuance of the new custody order, by ordering Jivan's return to the United States, it lost that authority once the English family court altered the terms of the child's custody to forbid Jivan from traveling to the United States to have contact with his mother. As the English family court retained jurisdiction at all times over Jivan's custody, and we have never had jurisdiction over the merits of the English family court's custodial decisions, the court was powerless to alter the current custodial regime forbidding the very relief that Shahani sought: return of the child to the United States.

  

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