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| Navani v
Shahani, 496 F.3d 1121 (10th Cir., 2007)
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| In Navani v
Shahani, 496 F.3d 1121 (10th Cir., 2007) Bina Shahani
appealed the district court's order granting John Navani's petition that
their son be returned to England, the child's country of habitual
residence, pursuant to the Hague Convention. . During the pendency of
this appeal, the English family court with jurisdiction over the child's
custodial arrangements issued a new custody order concerning each
parent's custodial rights. Navani argued that the new custody order
mooted Shahani's appeal because it effectively striped Shahani of her
custodial rights over the child. The Tenth Circuit agreed with Navani
that the new custody order prevented it from granting Shahani any
effectual relief and dismissed her appeal because it failed to present a
live case or controversy. Navani and Shahani were married in London,
England, on December 14, 1995. Born on August 4, 1996, Jivan was the
couple's only child. Navani and Shahani's marriage ended in divorce on
February 16, 2004. As part of the divorce proceedings, an English family
court issued a custody order concerning Jivan, which stated in relevant
part: The Court orders that:-- 1. the child Jivan NAVANI shall reside
with the mother Bina SHAHANI 2. the father John NAVANI shall (i) be
entitled to all information provided to parents with parental
responsibility by Rosemary Works School or any other school attended by
the child Jivan NAVANI (ii) in particular John NAVANI shall be entitled
to have access to the child Jivan NAVANI's attendance records held by
Rosemary Works School or any other school the said child attends 3. the
mother Bina SHAHANI and the father John NAVANI are prohibited from
removing the child Jivan NAVANI from the jurisdiction of the Court,
namely England and Wales, without the written consent of the other or
order of the court 4. the child Jivan NAVANI shall not be removed from
Rosemary Works School without the written consent of the father John
NAVANI or order of the court 5. the father John NAVANI shall have
contact with the child Jivan NAVANI as follows: (i) during school terms,
on alternate weekends, staying contact from the end of the school day on
Friday to the start of the school day on Monday (ii) half of each school
holiday, including school half-terms, in the absence of agreement for
the first half of each holiday, where the first half if half term does
not fall on a term time contact weekend, the holiday arrangement shall
prevail if there is a conflict.... On August 16, 2004, Shahani made a
written request to Navani, pursuant to the original custody order,
asking for his consent to allow the mother and the boy to take a holiday
in the United States. After Navani consented, and Shahani failed to
return to England on the agreed upon date, On March 14, 2006, Navani
filed a Hague Convention petition in the District of New Mexico
asserting that Jivan had been wrongfully retained in the United States
in violation of Navani's custody rights as established by English law.
Navani asked the court to order the boy's return to England under the
Hague Convention and ICARA. After a trial, the district court granted
Navani's petition on March 31, 2006. The district court ordered Jivan's
return to England by June 15, 2006, where he now lived. Shahani
thereafter filed a notice of appeal concerning the district court's
March 31, 2006, order granting Navani's petition for an order of return
and the district court's May 30, 2006, order denying Shahani's motion
for a new trial or to alter or amend the judgment. Navani filed a motion
to dismiss Shahani's appeal as moot based on an order issued by the
English family court on March 23, 2007. In pertinent part, the new
custody order provides: (i) The Mother wrongfully and unlawfully,
without the Father's consent or leave of the Court, failed to return [Jivan
Navani] to the jurisdiction of England and Wales on the 6th September
2004, and thereafter wrongfully and unlawfully retained Jivan Navani in
the United States of America without the Father's consent or leave of
the Court, contrary to the terms of the Child Abduction and Custody Act
1984. ... (v) By virtue of his having parental responsibility together
with an order for contact (the latter made by Mr. Justice Hedley on 2nd
January 2004) the First Respondent Father has and had at all material
times equal rights of custody together with the Mother in relation to
Jivan, including at the time of his wrongful retention in the United
States in September 2004. IT IS ORDERED THAT:- 1. The Residence Order in
favour of the Mother, together with all other orders made by the
Honourable Mr. Justice Hedley on the 22nd January 2004 and 28th November
2006 be, for the avoidance of doubt, discharged. 2. The child Jivan
Navani shall reside with the father John Kishin Navani. 3. The Applicant
Mother be forbidden to remove the child Jivan Navani from the care of
the First Respondent Father and from the jurisdiction of this Court. 4.
The Applicant Mother's applications for a Residence Order and an order
permitting her to remove the child Jivan Navani from the jurisdiction of
England and Wales be dismissed. 5. There shall be by way of Prohibited
Steps Order no direct contact between the Applicant Mother and the child
Jivan Navani outside the jurisdiction of England and Wales. 6. The
Mother shall have indirect contact with the child Jivan Navani as
follows:- (i) Telephone contact once per week for a period of thirty
minutes at dates and times to be agreed, together with such other
indirect contact by telephone letter and presents as is agreed between
the parties. (ii) Direct supervised contact within the jurisdiction as
may be agreed in writing between the parties. 7. The Applicant Mother
shall deliver up to the Father's solicitors all travel documents,
passports and applications for the same relating to Jivan Navani as may
be in her possession. 8. The Mother shall be forbidden to apply for any
passport or travel document or for the grant of United States
Citizenship or Rights of Abode for Jivan Navani.
Navani argued that the new custody order mooted
Shahani's appeal because it granted primary physical custody to Navani
and prohibited returning the child to Shahani's custody. Shahani opposed
the motion to dismiss, contending that the new custody order conflicted
with English family law, and the English family court issued the new
custody order without hearing argument from her counsel.
The Tenth Circuit pointed out that the mootness
question necessarily constitutes its threshold inquiry, because the
existence of a live case or controversy is a constitutional prerequisite
to the jurisdiction of the federal courts.' " In re L.F. Jennings Oil
Co., 4 F.3d 887, 888 (10th Cir.1993) (citation omitted). It has no
authority " 'to give opinions upon moot questions or abstract
propositions, or to declare principles or rules of law which cannot
affect the matter in issue in the case before it.' " Church of
Scientology v. United States, 506 U.S. 9, 12, 113 S.Ct. 447, 121 L.Ed.2d
313 (1992) (quoting Mills v. Green, 159 U.S. 651, 653, 16 S.Ct. 132, 40
L.Ed. 293 (1895)). A case or controversy must remain alive throughout
the litigation, including on appellate review. Thournir v. Buchanan, 710
F.2d 1461, 1463 (10th Cir.1983) (citing Wiley v. Nat'l Collegiate
Athletic Ass'n, 612 F.2d 473, 475 (10th Cir.1979) (en banc)). "[I]f an
event occurs while a case is pending on appeal that makes it impossible
for the court to grant 'any effectual relief whatever' to a prevailing
party, the appeal must be dismissed." "The central question in
determining whether a case has become moot is whether the issues
presented are no longer live or the parties lack a legally cognizable
interest in the outcome." Phelps v. Hamilton, 122 F.3d 885, 891 (10th
Cir.1997).
The Tenth Circuit agreed with Navani that the
new custody order prevented it from ordering any effectual relief in
this appeal. If it concluded that the district court should not
have ordered Jivan's return to England because Navani failed to make his
threshold showing that he possesses rights of custody over Jivan, the
only way to remedy the error would be to order Jivan's return to the
United States to be reunited with Navani. Yet the new custody order
implicitly prohibited Jivan's return to the United States to live with
his mother by forbidding "direct contact between the Applicant Mother
and the child Jivan Navani outside the jurisdiction of England and
Wales." The new custody order forbid Shahani from removing Jivan from
his father's care and the jurisdiction of the English family court.
Shahani could not even possess the travel documents, such as Jivan's
passport, that would be necessary for international travel. Further, for
it to decide Shahani's appeal it would have to determine whether Navani
possessed rights of custody under the original custody order. But
interpreting the rights of custody that the parties possessed under the
original custody order would be a futile exercise because the new
custody order discharged all prior custody orders. Finally, the new
custody order made clear that contrary to Shahani's argument before the
district court and on appeal that Navani had no rights of custody at the
time of the alleged wrongful retention, Navani "has and had at all
material times equal rights of custody together with the Mother in
relation to Jivan, including at the time of his wrongful retention in
the United States in September 2004."
The Tenth Circuit held that although the Full
Faith and Credit Clause does not require us to recognize judgments, such
as the new custody order, which are rendered in foreign countries, Soc'y
of Lloyd's v. Reinhart, 402 F.3d 982, 994 (10th Cir.2005), the new
custody order should be given effect in American courts for two
reasons. First, general principles of comity normally counsel giving
"considerable deference" to a foreign judgment. The English family
court's interpretation of its domestic law--that Navani has always
possessed rights of custody over Jivan and that Shahani breached
those rights of custody by wrongfully retaining Jivan in the United
States–was therefore entitled to our respect. Second, and more
fundamentally, factors unique to the Hague Convention suggest that the
English family court should be given the final word, through the new
custody order, in this matter. Both the letter and spirit of the Hague
Convention suggested that the new custody order ends this matter.
Neither party disputes that England was Jivan's country of habitual
residence. As a result, the English family court had, and continues to
have, plenary jurisdiction over Jivan's custody. The English family
court retained its jurisdiction over custody regardless of whether the
district court correctly decided the merits of the Hague Convention
petition. Exercising its plenary jurisdiction, the English family court
had determined that Shahani's custody rights do not extend to removing
Jivan from England and returning him to the United States. As the court
had no jurisdiction to determine the parties' custody rights over Jivan,
it had to yield to the English family court's decision forbidding
Shahani from removing Jivan to the United States. As a result, it could
grant no effectual relief to Shahani.
Shahani asserted that the appeal was analogous
to Whiting v. Krassner, 391 F.3d 540 (3d Cir.2004) cert. denied, 545
U.S. 1131, 125 S.Ct. 2938, 162 L.Ed.2d 871 (2005), and Fawcett v.
McRoberts, 326 F.3d 491 (4th Cir.2003), in which the Third and Fourth
Circuits concluded that an appeal of an order granting a Hague
Convention petition is not mooted by the child's return to his country
of habitual residence during the pendency of the appeal. In Fawcett,
whose logic the Third Circuit substantially adopted, the Fourth Circuit
explained that it retained the power to grant meaningful relief because
the district court could order the child's return to the United States
following a reversal and remand. Furthermore, it noted (because the case
involved Scottish law) that the courts of the United Kingdom are
required by statute to recognize another contracting state's Hague
Convention orders--meaning that if a federal court of appeals reversed a
district court's granting of a return petition, the courts of the United
Kingdom would recognize that reversal and provide for the child's return
to the United States. Finally, even if the United Kingdom was not so
solicitious of a foreign court's orders, an American court could still
find a non-complying petitioner in contempt. Even if Fawcett and Whiting
were correct that a child's return to his country of habitual residence
fails to moot an appeal--an issue it did not reach in this case --Shahani's
appeal differed from Fawcett and Whiting in one critical aspect:
Shahani's appeal became moot as a result of the terms of the new custody
order, not the mere fact of Jivan's return to England. Assuming that it
had the power to alter the status quo, prior to the issuance of the new
custody order, by ordering Jivan's return to the United States, it lost
that authority once the English family court altered the terms of the
child's custody to forbid Jivan from traveling to the United States to
have contact with his mother. As the English family court retained
jurisdiction at all times over Jivan's custody, and we have never had
jurisdiction over the merits of the English family court's custodial
decisions, the court was powerless to alter the current custodial regime
forbidding the very relief that Shahani sought: return of the child to
the United States.
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