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                                            New York Divorce and Family Law™     


New York Law Journal

Monday, April 08, 2002

Law And The Family

PASSPORT CLAUSES IN CUSTODY AGREEMENTS

By Joel R. Brandes

Parents who do not have sole custody of their children and are planning to travel abroad with them his summer may find that their plans have to be changed or even cancelled because their attorney left an essential clause out of their settlement agreement - a passport waiver clause. Attorneys negotiating a matrimonial settlement agreement on behalf of a parent who does not have sole custody of his or her children would be well advised to consider insisting on such a clause.

Deterring Parental Child Abduction

Effective June 2, 2001, the Department of State, Bureau of Consular Affairs adopted a rule [FN1] amending Part 51 of Title 22 of the Code of Federal Regulations (CFR). [FN2] In enacting the rule, it sought to use the passport application process as a vehicle for deterring parental child abduction. As a consequence, passports are no longer issued for children who are the subject of a custody dispute or where there is joint custody, without the consent of both parents.

Title 22 CFR 51.27 (b) requires both parents or each of the child's legal guardians, to execute the passport application on behalf of a minor under age 14 under penalty of perjury, whether applying for a passport for the first time or for a renewal. In addition documentary evidence of parentage is required showing the minor's name, date and place of birth, and the names of the parent or parents. A person making false statements or providing fraudulent documents to procure a passport is subject to criminal penalties.

A passport application may be executed on behalf of a minor under age 14 by one parent or legal guardian only if that person provides documentary evidence that he or she is the sole parent or has sole custody of the child or if a written statement of consent from the non-applying parent or guardian is provided.

When both parents have abandoned the minor or are deceased and there has been no formal or legal determination of custody or guardianship (such as when a grandparent, aunt, uncle, brother or sister has assumed responsibility), documentation of legal custody or guardianship must be obtained and submitted. If exigent circumstances apply to a child in this situation, a passport would be issued without such documentation if failure to do so would cause grave danger to the child. Examples would include medical evacuation of a child from a foreign country to the United States or an emergency evacuation of U.S. citizens from a foreign country during a period of civil unrest.

An individual may apply in loco parentis on behalf of a minor under age 14 by submitting a notarized written statement or a notarized affidavit from both parents specifically authorizing the application. However, if only one parent provides the notarized written statement or notarized affidavit, documentary evidence that such parent has sole custody of the child must be presented. Examples of documentary evidence include, but are not limited to: a birth certificate providing the minor's name, date and place of birth and the name of the sole parent; a Consular Report of Birth Abroad of a Citizen of the United States of America (FS-240) or a Certification of Report of Birth of a United States Citizen (DS-1350) providing the minor's name, date and place of birth and the name of the sole custodial parent; an adoption decree showing only one adopting parent; an order granting sole custody to the applying parent or legal guardian and containing no travel restrictions inconsistent with issuance of the passport; a judicial declaration of incompetence of the non-applying parent; a court order of a court of competent jurisdiction specifically permitting the applying parent's or guardian's travel with the child; a death certificate for the non-applying parent; or a copy of a commitment order or comparable document for an incarcerated parent.

In cases of exigent or special circumstances, the written consent requirements may be waived by a senior passport adjudicator or the Deputy Assistant Secretary for Passport Services. For applications filed abroad, written consent requirements may be waived by the Deputy Assistant Secretary for Overseas Citizens Services. Exigent circumstances are defined as "time- sensitive" circumstances in which the inability of the minor to obtain a passport would jeopardize the health and safety or welfare of the minor or would result in the child being separated from the rest of his or her traveling party. "Time-sensitive" generally means that there is not enough time before the minor's emergency travel to obtain either the required consent of both parents/guardians or documentation reflecting a sole parent's/guardian's custodial rights.

Exigent Circumstances

Examples of exigent circumstances could include a minor who needs to travel due to a serious illness in the minor's immediate family; a minor who must travel to receive emergency medical treatment; or a minor who has his or her passport lost or stolen while traveling abroad. Examples of special family circumstances include, but are not limited to, a situation in which the non- applying parent has abandoned the family and his or her whereabouts is unknown; or a situation in which the non-applying parent is unable to give written consent due to serious health problems. Inconvenience to the non-applying parent will not be considered. However, a non-applying parent who cannot personally appear at an acceptance facility passport agency, or U.S. embassy consulate or consular agency abroad to sign the minor's application may send the signed consent statement by overnight delivery if the minor's travel is urgent, or fax it to the applying parent or passport issuing office, if the minor's travel is imminent. Special family circumstances are circumstances in which the minor's family situation makes it impossible for one or both of the parents to execute the passport application.

A parent applying for a passport for a child under age 14 who seeks an exception must submit with the application a written statement subscribed under penalty of perjury describing the exigent or special family circumstances the parent believes should be taken into consideration in applying an exception.

The Federal Regulations [FN3] also provide that when there is a dispute concerning the custody of a child under age 18, a passport may be denied if the department has on file a copy of a court order that: grants sole custody to the objecting parent; establishes joint legal custody; prohibits the child's travel without the permission of both parents or the court; or requires the permission of both parents or the court for important decisions, unless permission is granted in writing as provided therein. A court order providing for joint legal custody will be interpreted as requiring the permission of both parents. The department may require that conflicts regarding custody orders, whether domestic or foreign, be settled by the appropriate court before a passport may be issued. However, notwithstanding the existence of any such court order, a passport may be issued when compelling humanitarian or emergency reasons relating to the welfare of the child exist.

Either parent may obtain information regarding the issuance of a passport to a minor unless the inquiring parent's parental rights have been terminated by a court order and that order has been registered with the State Department. However, the department may deny such information to any parent if it determines that the minor is of sufficient maturity to assert a privacy interest in his or her own right. In such case the minor's written consent to disclosure is required.

Parental Notification

Parents who are concerned about International Child Abduction will be relieved to hear that the State Department has a program that provides for parental notification and the denial of a passport to a minor of any age who is the subject of a child custody dispute. Parents who fear that their child may be abducted should make use of this program. The Children's Passport Issuance Alert Program enables the State Department Office of Children's Issues to notify a parent or legal guardian, when requested, before issuing a U.S. passport for his or her child. At the request of a custodial or non-custodial parent, legal guardian, legal representative or a court of competent jurisdiction, the department will enter the child's name into its passport name-check clearance system. This allows the department to alert the requesting parent if a passport application is received for the child. To deny a passport application, the department must have on file a written request for denial from a parent, legal guardian or an officer of the court and a complete copy of a temporary or permanent court order that provides for: (1) sole legal custody to the requesting parent; (2) joint custody to both parents (which the department treats as inherently requiring both parents to consent to passport issuance); or a restriction on the child's travel or a requirement that both parents or the appropriate court give permission to travel.

Conclusion

If you do not want to receive a telephone call from an irate client who can not obtain a passport for her child, just as you are leaving for your July 4 vacation, we suggest that you insist on a clause, such as the following, in all of the settlement agreements you negotiate on behalf of a parent who does not have sole custody of her child:

The mother and father agree that either parent may apply for a passport on behalf of the child(ren), without the written consent of the other parent, provided that a copy of each child's passport application is sent to the other parent, by certified mail, return receipt requested, at the same time that it is submitted to the Department of State.

Joel R. Brandes has law offices in Garden City and New York City. He co- authored the nine-volume Law and the Family New York 2nd Ed. and Law and the Family New York Forms (both published by West Group).

FN1. 66 FR 29904

FN2. 66 FR 29906, June 4, 2001

FN3. 22 CFR 51.27 (d)(1)(i)

04/08/2002 NYLJ 3, (col. 1)